Acetal Formation

Acetals are geminal-diether derivatives of aldehydes or ketones, formed by reaction with two equivalents of an alcohol and elimination of water. Ketone derivatives of this kind were once called ketals, but modern usage has dropped that term. The following equation shows the overall stoichiometric change in acetal formation, but a dashed arrow is used because this conversion does not occur on simple mixing of the reactants.

R₂C=O   +   2 R'OH     R₂C(OR')₂   +   H₂O   (an acetal)

In order to achieve effective acetal formation two additional features must be implemented. First, an acid catalyst must be used; and second, the water produced with the acetal must be removed from the reaction. The latter is important, since acetal formation is reversible. Indeed, once pure acetals are obtained they may be hydrolyzed back to their starting components by treatment with aqueous acid.

Some examples of acetal formation are presented in the following diagram. As noted, p-toluenesulfonic acid (pK_a = -2) is often the catalyst for such reactions. Two equivalents of the alcohol reactant are needed, but these may be provided by one equivalent of a diol (example #2). Intramolecular involvement of a gamma or delta hydroxyl group (as in examples #3 and 4) may occur, and is often more facile than the intermolecular reaction. Thiols (sulfur analogs of alcohols) give thioacetals (example #5). In this case the carbonyl functions are relatively hindered, but by using excess ethanedithiol as the solvent and the Lewis acid BF₃ as catalyst a good yield of the bis-thioacetal is obtained. Thioacetals are generally more difficult to hydrolyze than are acetals.

The importance of acetals as carbonyl derivatives lies chiefly in their stability and lack of reactivity in neutral to strongly basic environments. As long as they are not treated by acids, especially aqueous acid, acetals exhibit all the lack of reactivity associated with ethers in general.
Among the most useful and characteristic reactions of aldehydes and ketones is their reactivity toward strongly nucleophilic (and basic) metallo-hydride, alkyl and aryl reagents (to be discussed shortly). If the carbonyl functional group is converted to an acetal these powerful reagents have no effect; thus, acetals are excellent protective groups, when these irreversible addition reactions must be prevented.